Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Minton is a financial advisor with over 20 years of experience in the industry. Michael has worked with a variety of firms throughout their career including Prudential Annuities Distributors, Inc, Pruco Securities, LLC., Hartford Equity Sales Company Inc., Riversource Distributors, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Michael currently works with LPL Financial LLC and is registered in South Carolina and Wisconsin. Michael has passed the Series 7, Series 66, Series 99TO and SIE exams. Michael specializes in providing a variety of financial services including consulting, financial planning, pension consulting, educational seminars, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/10/2023 - Present
LPL Financial LLC (FORT MILL SC)
IL
03/26/2020 - 11/01/2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Wheaton IL)
NJ
01/03/2013 - 03/31/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
11/02/2011 - 01/03/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
MN
01/01/2007 - 10/20/2011
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
06/20/2003 - 01/01/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/20/2003 - 12/31/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
08/10/2001 - 06/09/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/10/2001 - 06/09/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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