Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mercado is a financial advisor with over 27 years of experience in the financial services industry. Michael is registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since 2011. Michael has served as a financial advisor with several other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., and Morgan Stanley DW Inc. Michael has a diverse background and holds several licenses and certifications, including the Series 7, 31, and 63 licenses, and the Series 65 license. Michael is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/06/2023 - Present
Wells Fargo Advisors Financial Network, LLC (WALNUT CREEK CA)
CA
07/15/2011 - 03/06/2023
WELLS FARGO CLEARING SERVICES, LLC (WALNUT CREEK CA)
CA
10/23/2009 - 07/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
08/25/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALAMO CA)
NY
03/25/1996 - 09/03/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 03/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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