Unclaimed
Michael McHugh is a financial advisor with Ameriprise Financial Services, LLC. He has been in the financial services industry since 1997 and holds both Series 63 and Series 66 licenses. Michael is a Chartered Financial Analyst and has experience working with a variety of clients, including individuals, businesses, trusts, and charitable organizations. Michael is dedicated to providing personalized financial advice and helping clients achieve their financial goals. In addition to his work at Ameriprise Financial Services, LLC, Michael has previously worked at INVESCO ADVISERS, INC. and AIM PRIVATE ASSET MANAGEMENT, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/09/2023 - Present
Ameriprise Financial Services, LLC (Bellaire TX)
TX
10/26/2000 - 05/17/2023
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
11/13/1998 - 10/05/2000
A I M DISTRIBUTORS, INC. (HOUSTON TX)
MN
01/15/1997 - 03/26/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/15/1997 - 03/26/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2011
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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