Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McGriff is a financial advisor with Citigroup Global Markets Inc. based in Florence, Kentucky. Michael has been in the industry since 2002. Michael holds the Series 6, 7, 24, 26, 63, and 65 securities licenses. Michael also holds the SIE exam. Michael has previous experience with U.S. Bancorp Investments, Inc., BB&T Investment Services, Inc., Cetera Investment Services LLC, W&S Brokerage Services, Inc., Park Avenue Securities LLC, Equity Services, Inc., The O.N. Equity Sales Company, and PFS Investments Inc. Michael provides portfolio management for individuals and businesses, asset allocation advice, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
01/03/2023 - Present
Citigroup Global Markets Inc. (FLORENCE KY)
KY
08/31/2016 - 10/02/2019
U.S. BANCORP INVESTMENTS, INC. (COVINGTON KY)
KY
06/22/2015 - 08/25/2016
BB&T INVESTMENT SERVICES, INC. (CRESTVIEW HILLS KY)
KY
01/02/2014 - 06/18/2015
CETERA INVESTMENT SERVICES LLC (CRESTVIEW HILLS KY)
OH
07/25/2013 - 01/03/2014
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
03/02/2011 - 05/16/2013
PARK AVENUE SECURITIES LLC (CINCINNATI OH)
OH
08/28/2009 - 02/16/2011
EQUITY SERVICES, INC. (CINCINNATI OH)
KY
11/18/2004 - 08/20/2009
THE O.N. EQUITY SALES COMPANY (FLORENCE KY)
GA
10/30/2001 - 11/09/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 01/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 09/29/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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