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Michael McGowan

Susquehanna Securities, LLC

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About Michael McGowan

Michael McGowan is a financial advisor with over 15 years of experience in the securities industry. Michael is currently registered with Susquehanna Securities, LLC and Susquehanna Financial Group, Lllp. Michael is registered in 25 states and holds the Series 4, Series 7, SIE, Series 57TO and Series 63 licenses. Prior to his current positions, Michael worked at Susquehanna Capital Group and Global Execution Brokers, LP.

Firm Information

Michael McGowan is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael McGowan’s Registration & Firm History

PA

12/24/2014 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

11/04/2013 - 04/14/2015

SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)

PA

11/17/2008 - 07/31/2013

GLOBAL EXECUTION BROKERS, LP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 01/14/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2011

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael McGowan.
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