Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McGinn is an active broker registered with bnp paribas securities corp.. Michael has been in the industry since January 26, 2013 and holds the following licenses: Series 7, Series 86, Series 87, SIE, Series 79TO, and Series 99TO. Michael is registered in all 50 states, the District of Columbia, and Puerto Rico. Michael previously worked at Wells Fargo Securities, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/12/2022 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
09/04/2013 - 07/29/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NY
12/18/2012 - 08/08/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/18/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/17/2013
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
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NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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