Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael McCarthy is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Michael has held previous positions with Fidelity Investments Institutional Services Company, Inc., and Pyramis Distributors Corporation LLC. Michael is licensed to conduct business in all 50 states and the District of Columbia. Michael holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Michael is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/26/2022 - Present
Fidelity Distributors Co. LLC (BOSTON MA)
MA
05/12/2016 - 02/23/2018
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)
MA
06/03/2014 - 05/12/2016
PYRAMIS DISTRIBUTORS CORPORATION LLC (BOSTON MA)
MA
01/10/2001 - 07/11/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (BOSTON MA)
BC
Issued 06/20/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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