Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mauriello is a financial professional with over 10 years of experience in the financial services industry. Michael is currently registered with Barclays Capital Inc. Michael was previously registered with RBC Capital Markets, LLC and Goldman Sachs Execution & Clearing, L.P. Michael is a Series 99 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/09/2018 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
05/12/2015 - 12/26/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/24/2012 - 04/29/2015
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
07/31/2012 - 04/29/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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