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Michael Matthew Rubeo

Icapital Markets LLC

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About Michael Matthew Rubeo

Michael Matthew Rubeo is a financial professional with over 15 years of experience in the industry. Michael currently works at Icapital Markets LLC, where he specializes in helping individuals and families reach their financial goals. Michael has held previous positions at ICAPITAL SECURITIES, LLC, Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Michael is licensed to conduct business in Connecticut and New York.

Firm Information

Michael Rubeo is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Rubeo’s Registration & Firm History

CT

11/30/2023 - Present

Icapital Markets LLC (Greenwich CT)

CT

03/16/2022 - 11/30/2023

ICAPITAL SECURITIES, LLC (Greenwich CT)

NY

08/03/2017 - 04/07/2022

MORGAN STANLEY (PURCHASE NY)

NJ

09/07/2011 - 06/05/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JERSEY CITY NJ)

NY

06/01/2009 - 08/16/2011

MORGAN STANLEY SMITH BARNEY (PURCHASE NY)

NY

07/25/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/11/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Matthew Rubeo.
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