Unclaimed
Michael Matthew Mullin is a financial advisor who has been in the industry since 1999. Michael is currently registered with J.p. Morgan Securities LLC and has previously been registered with Deutsche Bank Securities Inc., UST Securities Corp., CITICORP INVESTMENT SERVICES and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael specializes in financial planning, pension consulting and portfolio management for both businesses and individuals. Michael's experience and expertise make him a valuable asset to any client seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/09/2017 - Present
J.p. Morgan Securities LLC (New York NY)
NY
11/09/2006 - 11/01/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/03/2006 - 08/23/2006
UST SECURITIES CORP. (NEW YORK NY)
NY
09/11/2000 - 03/23/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
01/09/1998 - 11/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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