Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mayerhofer is a financial professional with over 20 years of experience in the industry. Michael is a registered principal and has held a variety of roles at several firms including WPS Prime Services, LLC, Electronic Global Securities, Inc., Herzog, Heine, Geduld, LLC, and TD Waterhouse Investor Services, Inc. Michael is currently associated with Jonestrading and holds several licenses including Series 3, 4, 7, 14, 24, 30, 55, 57TO, 63, 79TO, 99TO and SIE. Michael is also registered in several states including California, Connecticut, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2021 - Present
Jonestrading (NEW YORK NY)
NY
03/25/2010 - 02/25/2022
WPS PRIME SERVICES, LLC (NEW YORK NY)
NY
08/05/2003 - 03/24/2010
ELECTRONIC GLOBAL SECURITIES, INC. (NEW YORK NY)
NY
12/15/1999 - 10/15/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
NE
08/14/1997 - 12/22/1999
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 10/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/25/2011
Series 30 - NFA Branch Manager Examination
BC
Issued 02/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/07/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2010
Series 3 - National Commodity Futures Examination
BC
Issued 03/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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