Unclaimed
Michael Mathew Turner is a Financial Advisor with Pershing LLC, located in Jersey City, NJ. Michael has been in the financial services industry since 1993, and has worked for various companies including E*TRADE Clearing LLC, Harrisdirect LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Dean Witter Reynolds Inc., and Reich & Co., Inc. Michael holds a Series 63, Series 53, Series 24, Series 4, Series 52, Series 99, Series 57, SIE, Series 55, Series 31, and Series 7 license and is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/15/2006 - Present
Pershing LLC (JERSEY CITY NJ)
NJ
11/15/2005 - 03/09/2006
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
06/02/1997 - 03/09/2006
HARRISDIRECT LLC (JERSEY CITY NJ)
NJ
01/07/1995 - 06/02/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/08/1993 - 10/14/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/26/1993 - 11/12/1993
REICH & CO., INC.
BC
Issued 04/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 09/28/1996
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/16/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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