Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mason is a financial professional with over 13 years of experience in the financial services industry. Michael is currently registered with City National Securities, Inc., and is also registered in California and North Carolina. Michael's previous employers include REGIONS SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BANC OF AMERICA SECURITIES LLC. Michael holds several industry licenses, including Series 7, 63, 24, SIE and 79TO. Michael provides financial planning and portfolio management services to individuals, businesses, corporations, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
03/06/2024 - Present
City National Securities, Inc. (LOS ANGELES CA)
NC
08/13/2018 - 03/18/2022
REGIONS SECURITIES LLC (Charlotte NC)
NC
11/01/2010 - 11/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
06/12/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 06/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Mason is the right advisor for you? Invested Better is here to help.
