Unclaimed
Michael Masci is an investment advisor representative associated with Nuveen Asset Management, LLC. Michael is a registered investment advisor in Illinois and has been in the industry since 2009. Michael previously worked at Principal Securities, Inc., Wells Fargo Clearing Services, LLC, VALIC Financial Advisors, Inc., and TIAA-CREF Individual & Institutional Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
09/23/2022 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NC
11/01/2021 - 08/29/2022
PRINCIPAL SECURITIES, INC. (Charlotte NC)
MO
08/19/2016 - 10/14/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
NY
11/11/2014 - 08/04/2016
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
NY
09/04/2013 - 11/07/2014
WELLS FARGO ADVISORS, LLC (SYRACUSE NY)
NC
12/03/2008 - 12/09/2009
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
11/17/2006 - 11/19/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
04/28/2005 - 11/08/2006
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CHARLOTTE NC)
MO
08/12/2004 - 04/06/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 10/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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