Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Martinez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in CHARLOTTE, NC. Michael has over 7 years of experience in the financial services industry. He is registered with FINRA and has a Series 7, Series 10, Series 24, Series 63 and Series 65 license. Michael has worked with a number of firms including MORGAN STANLEY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, UBS FINANCIAL SERVICES INC. and NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/11/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
09/25/2017 - 09/29/2021
MORGAN STANLEY (Charlotte NC)
NY
01/27/2016 - 08/11/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MERRICK NY)
NY
09/25/2014 - 02/05/2016
UBS FINANCIAL SERVICES INC. (JERICHO NY)
NY
05/19/2014 - 09/17/2014
NYLIFE SECURITIES LLC (MELVILLE NY)
NY
11/04/2013 - 05/06/2014
J.D. NICHOLAS & ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 10/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/13/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/13/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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