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Michael Martin Caspani

Broadoak Asset Management, LLC

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About Michael Martin Caspani

Michael Caspani is an investment advisor representative with Broadoak Asset Management, LLC located in Bethesda, MD. Michael has been in the industry since April 19, 2013. Michael is registered with the state of Maryland. Michael has passed the Series 63, Series 65, Series 7 and Series 79 exams. Michael is also a partner and 13% owner of Sherman Avenue Capital, LLC, a real estate partnership that was formed in 2021. Michael has experience with Macquarie Capital (USA) Inc., GCA Savvian Advisors, LLC, and Banc of America Securities LLC.

Firm Information

Michael Caspani is currently registered with Broadoak Asset Management, LLC. Broadoak Asset Management, LLC is an investment advisor based in Bethesda, MD. They specialize in portfolio management for pooled investment vehicles, managing approximately $370,973,419 in assets for 8 clients. They are registered with the SEC and have a website at HTTP://WWW.BROADOAK.COM.
Broadoak Asset Management, LLC

4800 MONTGOMERY LANE

BETHESDA, MD 20814

$370.97M

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Michael Caspani’s Registration & Firm History

MD

12/11/2020 - Present

Broadoak Asset Management, LLC (BETHESDA MD)

NY

04/29/2015 - 10/19/2017

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

11/10/2014 - 04/13/2015

GCA SAVVIAN ADVISORS, LLC (NEW YORK NY)

NC

11/21/2006 - 07/14/2008

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 12/11/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/20/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Martin Caspani.
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