Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Markunas is a financial professional with over 25 years of experience in the industry. Michael is currently registered with B. Riley Wealth Management and B. Riley Securities, Inc. Michael has held previous roles with a number of firms including FocalPoint Securities, LLC, National Securities Corporation, MLV & CO. LLC, B. Riley & CO., LLC, Athene Securities, LLC, A. G. Edwards & Sons, Inc., Prudential Securities Incorporated, PaineWebber Incorporated, Smith Barney Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/02/2019 - Present
B. Riley Wealth Management (Boca Raton FL)
CA
02/10/2022 - 01/03/2023
FOCALPOINT SECURITIES, LLC (LOS ANGELES CA)
FL
03/25/2021 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
06/29/2017 - 08/25/2020
MLV & CO. LLC (NEW YORK NY)
CA
02/06/2018 - 03/04/2019
B. RILEY & CO., LLC (LOS ANGELES CA)
CA
03/03/2016 - 11/30/2017
B. RILEY & CO., LLC (LOS ANGELES CA)
CA
09/18/2013 - 01/20/2016
ATHENE SECURITIES, LLC (El Segundo CA)
MO
08/13/2002 - 07/01/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
03/28/2000 - 03/27/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/29/1997 - 04/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 02/05/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
05/25/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/14/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/23/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/19/2013
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 12/05/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/30/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1988
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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