Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael W. Marks is a financial advisor who has been in the industry since May 1995. Michael is currently registered with J.P. Morgan Securities LLC and has been with the firm since February 2015. Michael has held previous positions with Hancock Investment Services, Inc., LPL Financial LLC, CUNA Brokerage Services, Inc., Wells Fargo Brokerage Services, L.L.C., Wells Fargo Investments, LLC, Compass Brokerage, Inc., Bank United Securities Corp., BISYS Brokerage Services, Inc., Olde Discount Corporation, WMA Securities, Inc., Pruco Securities Corporation, and SunAmerica Securities, Inc.. Michael is registered in 12 states and is a Certified Financial Planner. Michael's practice focuses on financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
02/03/2015 - Present
J.p. Morgan Securities LLC (CYPRESS TX)
TX
01/23/2012 - 02/11/2015
HANCOCK INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
05/17/2005 - 01/19/2012
LPL FINANCIAL LLC (AUSTIN TX)
IA
05/10/2002 - 05/17/2005
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MN
05/04/2001 - 05/03/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
04/16/2001 - 05/03/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
AL
12/07/2000 - 04/09/2001
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TX
03/13/2000 - 12/08/2000
BANK UNITED SECURITIES CORP. (HOUSTON TX)
MN
02/20/1997 - 03/02/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MI
06/26/1996 - 01/14/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
GA
01/19/1996 - 12/31/1996
WMA SECURITIES, INC. (DULUTH GA)
NJ
02/06/1995 - 06/30/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
AZ
07/08/1994 - 12/08/1994
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 4/2/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/8/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1996
Series 7 - General Securities Representative Examination
BC
Issued 6/25/1996
Series 52 - Municipal Securities Representative Examination
BC
Issued 6/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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