Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rzepka is a financial advisor with over 30 years of experience in the industry. Michael is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. Michael has also previously worked with a number of other financial institutions, including Broker Dealer Financial Services Corp., The Concord Equity Group, LLC, Securities & Investment Planning Co., Clayton, Dunning & Company Inc., Winthrop Financial Services, Inc., Tucker Anthony Incorporated, Rodman & Renshaw Inc., Gruntal & Co. Incorporated, Kemper Securities Group, Inc., Prescott, Ball & Turben, Inc., and Bear, Stearns & Co. Inc. Michael specializes in financial planning, pension consulting, educational seminars, and market timing services. He is also a Registered Options Principal and has passed the Series 3, 4, 8, 9, 10, 15, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
11/06/2023 - Present
Cambridge Investment Research Advisors, Inc. (Naperville IL)
IL
06/08/1999 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (NAPERVILLE IL)
NA
04/29/1999 - 05/21/1999
BROKER DEALER FINANCIAL SERVICES CORP.
NJ
11/30/1998 - 05/17/1999
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NJ
11/17/1997 - 12/23/1998
SECURITIES & INVESTMENT PLANNING CO. (MORRISTOWN NJ)
NY
06/27/1997 - 11/20/1997
CLAYTON, DUNNING & COMPANY INC. (NEW YORK NY)
NY
01/31/1997 - 07/16/1997
WINTHROP FINANCIAL SERVICES, INC. (NEW YORK NY)
MA
06/29/1995 - 02/03/1997
TUCKER ANTHONY INCORPORATED (BOSTON MA)
IL
05/23/1994 - 08/17/1995
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
12/16/1991 - 05/23/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
MO
09/04/1990 - 01/16/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
02/29/1988 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
02/28/1988 - 09/04/1990
PRESCOTT, BALL & TURBEN, INC.
NA
10/02/1985 - 03/11/1988
BEAR, STEARNS & CO. INC.
IA
Issued 06/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/1986
Series 4 - Registered Options Principal Examination
BC
Issued 03/03/1986
Series 24 - General Securities Principal Examination
BC
Issued 01/31/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1987
Series 3 - National Commodity Futures Examination
BC
Issued 10/30/1985
Series 15 - Foreign Currency Options Examination
Active
Inactive
F
FINRA
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