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Michael Marino

Icapital Markets LLC

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About Michael Marino

Michael Marino is a financial professional with experience in the securities industry. Michael has a Series 7TO, Series 63 and SIE licenses and is currently registered with Icapital Markets LLC in New York. Michael was previously registered with SIMON MARKETS LLC and UBS Financial Services Inc.

Firm Information

Michael Marino is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Marino’s Registration & Firm History

NY

12/12/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

12/21/2022 - 12/01/2023

SIMON MARKETS LLC (NEW YORK NY)

NJ

09/14/2022 - 01/03/2023

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 02/27/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/14/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/24/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Marino.
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