Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Margolies is a financial advisor with Wilmington Capital Securities, LLC. Michael has been in the financial services industry since 1986. Michael is registered with FINRA and has licenses in several states. Michael specializes in financial planning and portfolio management for individuals and corporations. Michael has previously worked for Ladenburg Thalmann & Co. Inc., Avalon Research Group, Inc., M. A. Berman Co., Oppenheimer & Co., Inc. and Thomson McKinnon Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/30/2009 - Present
Wilmington Capital Securities, LLC (GARDEN CITY NY)
FL
08/14/2007 - 05/26/2009
LADENBURG THALMANN & CO. INC. (BOCA RATON FL)
FL
01/30/1996 - 10/06/2005
AVALON RESEARCH GROUP, INC. (BOCA RATON FL)
FL
08/11/1992 - 02/28/1996
M. A. BERMAN CO. (BOCA RATON FL)
NY
09/03/1986 - 08/17/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
02/24/1984 - 09/09/1986
THOMSON MCKINNON SECURITIES INC.
BC
Issued 01/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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