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Michael Mansour

Moomoo Financial Inc.

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About Michael Mansour

Michael Mansour is a financial professional with over 16 years of experience in the industry. Michael currently holds a Series 7, 63, 66, 4, 8, 24, 55, 99 and SIE licenses. Michael is a Registered Principal and has held supervisory roles throughout his career. Michael is currently registered with Moomoo Financial Inc. and previously worked with Morgan Stanley, E*TRADE SECURITIES LLC and E*TRADE CLEARING LLC.

Firm Information

Michael Mansour is currently registered with Moomoo Financial Inc.. Moomoo Financial Inc. is a Corporation that was formed on December 17, 2015. It is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Mansour’s Registration & Firm History

NJ

06/18/2024 - Present

Moomoo Financial Inc. (JERSEY CITY NJ)

NJ

03/03/2023 - 04/11/2024

MORGAN STANLEY (Jersey City NJ)

NJ

10/30/2014 - 09/05/2023

E*TRADE SECURITIES LLC (Jersey City NJ)

NJ

03/30/2012 - 11/25/2014

E*TRADE CLEARING LLC (JERSEY CITY NJ)

NY

12/14/2001 - 02/06/2002

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NE

03/03/2000 - 02/28/2001

NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)

NE

10/10/1997 - 02/22/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

PA

05/01/1997 - 06/09/1997

FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)

NA

02/27/1997 - 04/23/1997

SHAMUS GROUP, INC.

NY

04/10/1996 - 03/20/1997

AMERICORP SECURITIES, INC. (NEW YORK NY)

NJ

11/21/1995 - 04/15/1996

A.S. GOLDMEN & CO., INC. (RED BANK NJ)

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Licenses & Designations

BOTH

Issued 07/13/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/12/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2016

Series 4 - Registered Options Principal Examination

BC

Issued 12/04/2014

Series 24 - General Securities Principal Examination

BC

Issued 05/11/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2013

Series 7 - General Securities Representative Examination

BC

Issued 03/29/2012

Series 99 - Operations Professional Examination

BC

Issued 08/28/2003

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Michael Mansour. Review regulatory record here.
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