Unclaimed
Michael Mansour is a financial professional with over 16 years of experience in the industry. Michael currently holds a Series 7, 63, 66, 4, 8, 24, 55, 99 and SIE licenses. Michael is a Registered Principal and has held supervisory roles throughout his career. Michael is currently registered with Moomoo Financial Inc. and previously worked with Morgan Stanley, E*TRADE SECURITIES LLC and E*TRADE CLEARING LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/18/2024 - Present
Moomoo Financial Inc. (JERSEY CITY NJ)
NJ
03/03/2023 - 04/11/2024
MORGAN STANLEY (Jersey City NJ)
NJ
10/30/2014 - 09/05/2023
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
03/30/2012 - 11/25/2014
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NY
12/14/2001 - 02/06/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NE
03/03/2000 - 02/28/2001
NEBRASKA HUDSON COMPANY, INC. (OMAHA NE)
NE
10/10/1997 - 02/22/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
PA
05/01/1997 - 06/09/1997
FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)
NA
02/27/1997 - 04/23/1997
SHAMUS GROUP, INC.
NY
04/10/1996 - 03/20/1997
AMERICORP SECURITIES, INC. (NEW YORK NY)
NJ
11/21/1995 - 04/15/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BOTH
Issued 07/13/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2016
Series 4 - Registered Options Principal Examination
BC
Issued 12/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/11/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/29/2012
Series 99 - Operations Professional Examination
BC
Issued 08/28/2003
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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