Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Maltby is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Michael has been in the industry since June 19, 2000 and holds the Series 7, Series 63 and Series 65 licenses. Michael has been registered with the Securities and Exchange Commission (SEC) since September 4, 2009. Michael has previously worked at Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Salomon Smith Barney Inc. Michael has experience providing investment consulting services to institutional clients, financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
08/23/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BRASELTON GA)
OR
09/04/2009 - 08/23/2024
WELLS FARGO CLEARING SERVICES, LLC (PORTLAND OR)
GA
06/01/2009 - 09/08/2009
MORGAN STANLEY SMITH BARNEY (ALPHARETTA GA)
GA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (ALPHARETTA GA)
GA
05/19/2006 - 04/02/2007
MORGAN STANLEY DW INC. (ALPHARETTA GA)
GA
09/28/2001 - 05/24/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALPHARETTA GA)
NY
06/20/2000 - 10/04/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 07/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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