Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Maleska is a financial advisor with over 20 years of experience in the industry. Michael has a wide range of experience, including working at firms such as Wells Fargo Clearing Services, LLC, ALPS Portfolio Solutions Distributor, Inc., and GWFS Equities, Inc. Michael holds a variety of licenses and certifications, including Series 6, 7, 24, 31, 52TO, 66, 82TO, 99TO and the SIE. Michael is currently registered with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
05/07/2019 - Present
Wells Fargo Securities, LLC (DENVER CO)
MO
03/03/2017 - 10/19/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
CO
01/30/2014 - 10/28/2016
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
CO
09/14/2010 - 10/28/2016
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
07/14/2009 - 08/10/2010
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
07/31/2007 - 11/10/2008
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
04/21/2005 - 02/16/2007
JANUS DISTRIBUTORS LLC (DENVER CO)
MN
06/19/2001 - 03/15/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
11/04/1998 - 01/13/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/04/1998 - 01/13/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2004
Series 4 - Registered Options Principal Examination
BC
Issued 04/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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