Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mais is a financial advisor with LPL Financial LLC and has been in the industry since October 29, 2012. Michael holds Series 7, 9, 66 and SIE licenses. Michael is also a Chartered Financial Analyst. Michael previously worked for WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and WELLS FARGO CLEARING SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2021 - Present
LPL Financial LLC (LONG BEACH CA)
CA
10/16/2019 - 01/21/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (LONG BEACH CA)
CA
09/19/2018 - 10/16/2019
WELLS FARGO CLEARING SERVICES, LLC (LONG BEACH CA)
CA
08/16/2012 - 07/05/2018
UBS FINANCIAL SERVICES INC. (SEAL BEACH CA)
BOTH
Issued 09/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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