Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Maddox is a financial advisor with Stifel, Nicolaus & Company, Inc. Michael has over 17 years of experience in the financial services industry. Michael is registered with the state of California and Texas. Michael has passed multiple securities exams, including Series 7, Series 63, Series 66, Series 7TO, Series 24, and the SIE exam. Michael offers a variety of financial services, including portfolio management, financial planning, and pension consulting. Prior to joining Stifel, Michael worked for VALIC Financial Advisors, Inc., Hornor, Townsend & Kent, Inc., AXA Advisors, LLC, and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/02/2023 - Present
Stifel, Nicolaus & Company, Inc. (MODESTO CA)
VA
11/09/2011 - 06/04/2014
VALIC FINANCIAL ADVISORS, INC. (NORTH CHESTERFIELD VA)
VA
08/20/2009 - 04/01/2011
HORNOR, TOWNSEND & KENT, INC. (ROANOKE VA)
VA
11/29/2005 - 08/25/2009
AXA ADVISORS, LLC (ROANOKE VA)
MO
11/13/2003 - 11/08/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
04/16/1997 - 04/30/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 04/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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