Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael MacChia is a financial advisor with Morgan Stanley & Co. LLC, a firm headquartered in Baltimore, MD. Michael is a registered representative of Morgan Stanley & Co. LLC in both Maryland and New York. Prior to joining Morgan Stanley, Michael was an investment advisor representative with Goldman Sachs & Co. LLC, where he was registered from July 2004 to November 2018. Michael has a total of 26 approved SRO registrations, 1 approved FINRA registration, and 2 approved state registrations. Michael holds the Series 7, Series 99TO, and SIE licenses and the Series 63 state license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
12/06/2018 - Present
Morgan Stanley & Co. LLC (Baltimore MD)
UT
07/26/2004 - 11/20/2018
GOLDMAN SACHS & CO. LLC (SALT LAKE CITY UT)
FL
07/11/2002 - 09/04/2002
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
02/05/1999 - 11/01/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
11/03/1997 - 03/27/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
10/16/1997 - 11/03/1997
CIBC WOOD GUNDY SECURITIES CORP. (NEW YORK NY)
BC
Issued 02/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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