Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael MacAuley is a financial advisor with over 13 years of experience in the industry. Michael is currently registered with Seia, an independent Registered Investment Advisor (RIA) firm based in Los Angeles, CA. Michael has previously held positions at OSAIC WEALTH, INC., SIGNATOR INVESTORS, INC., and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Michael has a strong track record of providing comprehensive financial advice to a wide range of clients, including individuals, families, businesses, and charitable organizations. Michael specializes in financial planning, investment management, and retirement planning. Michael holds a Chartered Financial Analyst designation and is also a Series 6, 7, and 63 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/14/2015 - Present
Seia (LOS ANGELES CA)
CA
11/02/2018 - 08/23/2023
OSAIC WEALTH, INC. (LOS ANGELES CA)
CA
04/10/2015 - 11/02/2018
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
CA
01/01/2010 - 04/02/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
BC
Issued 01/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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