Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael M. Kowalski is an advisor with J.p. Morgan Securities LLC based in Tempe, AZ. Michael has been in the industry since 2007 and has experience with several firms including USAA INVESTMENT SERVICES COMPANY, USAA FINANCIAL ADVISORS, INC., VANGUARD MARKETING CORPORATION and SAGEPOINT FINANCIAL, INC.. Michael holds multiple licenses including Series 63, Series 7, Series 6 and SIE. Michael is currently registered in Arizona and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
09/28/2020 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
06/08/2020 - 10/05/2020
USAA INVESTMENT SERVICES COMPANY (Phoenix AZ)
AZ
08/06/2019 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
07/06/2018 - 05/30/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
12/06/2006 - 06/12/2017
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NJ
10/28/2004 - 02/17/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 11/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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