Unclaimed
Michael Kim is a registered representative with HSBC Securities (USA) Inc. Michael has been in the industry since August 15, 2022, and holds the Series 63, Series 79TO, and SIE licenses. Michael is registered to provide investment advice in New York. HSBC Securities (USA) Inc. is a broker-dealer that provides financial services to individuals and institutions. The firm manages more than $50 billion in assets and is headquartered in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/16/2022 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
BC
Issued 08/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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