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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Darley is a financial advisor who has been in the industry since 2000. Michael is currently registered with Morgan Stanley in Torrance, California, and Woodland Hills, California. Previously, Michael was registered with Citigroup Global Markets Inc. and Morgan Stanley DW Inc. Michael specializes in providing investment advice to individuals, families, and businesses. Michael is a highly experienced advisor with a strong track record of success. Michael is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/11/2014 - Present
Morgan Stanley (Torrance CA)
CA
08/26/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WOODLAND HILLS CA)
NY
06/06/2000 - 08/30/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NV
04/14/2000 - 05/03/2000
FINANCIAL WEST GROUP (RENO NV)
BOTH
Issued 07/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/15/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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