Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lynn Uffelman is a registered investment advisor with Wells Fargo Clearing Services, LLC, based in CARBONDALE, IL. Michael has been in the financial services industry since 1983. Michael is licensed to provide advisory services in 27 states, and has experience working with individuals, corporations, businesses, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and insurance companies. Michael also holds Series 3, 7, 9, 10, 63, and 65 licenses, as well as the Securities Industry Essentials (SIE) exam. Michael's previous experience includes working for BLUNT ELLIS & LOEWI INCORPORATED, SHEARSON LEHMAN HUTTON INC., and E. F. HUTTON & COMPANY INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
06/10/2013 - Present
Wells Fargo Clearing Services, LLC (CARBONDALE IL)
NA
04/20/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
05/14/1988 - 05/04/1989
SHEARSON LEHMAN HUTTON INC.
NA
09/23/1983 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/18/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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