Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pharr has been in the financial industry since 1987. Currently registered with UBS Financial Services Inc., Michael works out of the Plano, TX branch office. Michael is also registered in Illinois as an Investment Advisor Representative (IAR) and a Registered Representative (RR). Prior to UBS, Michael was with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Michael's credentials include Series 66, 63, 31, 7 and SIE exams. Michael's specializations include: Portfolio management for individuals and businesses, financial planning, educational seminars, publication of periodicals, pension consulting, security ratings, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
12/19/2008 - Present
UBS Financial Services Inc. (PLANO TX)
TX
04/02/2007 - 12/22/2008
MORGAN STANLEY & CO. INCORPORATED (PLANO TX)
TX
01/30/2001 - 04/02/2007
MORGAN STANLEY DW INC. (PLANO TX)
NY
06/29/1987 - 03/01/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/19/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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