Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nichols is a financial advisor with Mutual of America Securities LLC. Michael has been in the financial services industry since September 2017. Michael holds the Series 7, Series 66, and SIE licenses and is registered in both Illinois and Missouri. Michael was previously registered with PRUCO Securities, LLC and Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
09/26/2022 - Present
Mutual OF America Securities LLC (ST. LOUIS MO)
IL
03/28/2022 - 09/16/2022
PRUCO SECURITIES, LLC. (Swansea IL)
MO
09/02/2017 - 04/05/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 09/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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