Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Matthews is a financial advisor at UBS Financial Services Inc. Michael has been in the industry since 1995 and is licensed in several states including Oklahoma, Tennessee, and Texas. Michael has a broad range of experience, having previously worked for firms like Citigroup Global Markets Inc., The Robinson-Humphrey Company, LLC, and Smith Barney Inc. Michael is committed to providing financial advice to individuals, businesses, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
05/19/2009 - Present
UBS Financial Services Inc. (MEMPHIS TN)
TN
01/02/2002 - 02/12/2009
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
GA
07/26/1995 - 01/02/2002
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
NY
05/09/1995 - 07/27/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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