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Michael Lynn Guess

Next Financial Group, Inc.

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About Michael Lynn Guess

Michael Lynn Guess is a financial advisor with Next Financial Group, Inc. Michael has been in the financial services industry since 1987. Michael is licensed to provide financial advice in Alabama, Georgia, Indiana, Kentucky, North Carolina, and Tennessee. Michael is also registered as an Investment Advisor Representative in Tennessee. Michael specializes in providing financial advice to individuals, businesses, charitable organizations and pension and profit sharing plans.

Firm Information

Michael Guess is currently registered with Next Financial Group, Inc.. Next Financial Group, Inc. is a corporation formed in June 1998 and headquartered in Houston, Texas. The firm provides financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and charitable organizations. They are registered with the SEC and have a presence in all 50 states, as well as Puerto Rico and the Virgin Islands. Next Financial Group, Inc. manages over $3.5 billion in assets.
Next Financial Group, Inc.

11740 KATY FREEWAY

HOUSTON, TX 77079

$3.52B

Assets Under Management

5,776

Total Clients

348

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar/workshop attendance fees

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Michael Guess’s Registration & Firm History

TN

06/11/2013 - Present

Next Financial Group, Inc. (PULASKI TN)

AL

06/01/2009 - 01/27/2011

MORGAN STANLEY SMITH BARNEY (HUNTSVILLE AL)

TN

12/15/2006 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (PULASKI TN)

TN

07/27/1999 - 12/18/2006

A. G. EDWARDS & SONS, INC. (NASHVILLE TN)

MN

07/01/1999 - 07/26/1999

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/01/1999 - 07/26/1999

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

MO

06/04/1993 - 09/15/1998

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

05/08/1989 - 06/10/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

09/29/1988 - 05/08/1989

PRUCO SECURITIES CORPORATION

NA

09/29/1988 - 05/08/1989

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

NA

05/31/1986 - 09/12/1988

DEAN WITTER REYNOLDS INC.

NA

01/22/1986 - 02/18/1986

IDS MARKETING CORPORATION

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Licenses & Designations

BOTH

Issued 03/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1987

Series 3 - National Commodity Futures Examination

BC

Issued 01/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Lynn Guess.
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