Unclaimed
Michael Lynn Guess is a financial advisor with Next Financial Group, Inc. Michael has been in the financial services industry since 1987. Michael is licensed to provide financial advice in Alabama, Georgia, Indiana, Kentucky, North Carolina, and Tennessee. Michael is also registered as an Investment Advisor Representative in Tennessee. Michael specializes in providing financial advice to individuals, businesses, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
TN
06/11/2013 - Present
Next Financial Group, Inc. (PULASKI TN)
AL
06/01/2009 - 01/27/2011
MORGAN STANLEY SMITH BARNEY (HUNTSVILLE AL)
TN
12/15/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PULASKI TN)
TN
07/27/1999 - 12/18/2006
A. G. EDWARDS & SONS, INC. (NASHVILLE TN)
MN
07/01/1999 - 07/26/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/01/1999 - 07/26/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
06/04/1993 - 09/15/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/08/1989 - 06/10/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/29/1988 - 05/08/1989
PRUCO SECURITIES CORPORATION
NA
09/29/1988 - 05/08/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
05/31/1986 - 09/12/1988
DEAN WITTER REYNOLDS INC.
NA
01/22/1986 - 02/18/1986
IDS MARKETING CORPORATION
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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