Unclaimed
Michael Thiel is a financial advisor with Cetera Investment Advisers LLC. Michael has been working in the financial industry since 1983. Michael has a series of licenses, including Series 7, 22, 24, 51, 63, and 65. Cetera Investment Advisers LLC is an investment advisory firm with offices in Schaumburg, Illinois. The firm offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/01/2022 - Present
Cetera Investment Advisers LLC (CHESTERFIELD MO)
MO
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (CHESTERFIELD MO)
MO
01/23/1997 - 05/30/2008
FFP SECURITIES, INC. (CHESTERFIELD MO)
IN
12/18/1991 - 11/08/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
12/18/1991 - 11/08/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
04/24/1987 - 01/01/1992
THE CAREY COMPANY
NA
03/24/1983 - 04/30/1987
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 05/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/23/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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