Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Louis Schwartz is a financial advisor with over 39 years of experience in the industry. Michael is a registered representative and investment advisor representative with Independent Financial Group, LLC, based in Washington Crossing, PA. Michael has a strong background in providing a wide range of financial services to individuals, businesses, and organizations, including financial planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
04/23/2014 - Present
Independent Financial Group, LLC (Washington Crossing PA)
PA
12/17/2007 - 10/02/2013
FIRST ALLIED SECURITIES, INC. (JENKINTOWN PA)
PA
01/03/2005 - 12/31/2007
NEXT FINANCIAL GROUP, INC. (JENKINTOWN PA)
CA
09/01/2000 - 12/31/2004
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
AZ
06/18/1989 - 09/06/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
05/03/1988 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
05/20/1987 - 05/20/1988
COLUMBIA ASSET MANAGEMENT CORP.
NA
10/28/1985 - 04/27/1987
RELIASTAR FINANCIAL MARKETING CORP.
NA
12/27/1984 - 10/18/1985
METROPOLITAN LIFE INSURANCE COMPANY
NA
09/07/1984 - 12/27/1984
RELIASTAR FINANCIAL MARKETING CORP.
NA
03/20/1984 - 12/20/1984
ROTHMAN SECURITIES, INC.
IA
Issued 09/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1989
Series 24 - General Securities Principal Examination
BC
Issued 08/03/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1989
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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