Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rogers is a financial advisor who has been in the financial industry since January 8, 1996. Michael is currently registered with Transamerica Retirement Advisors, LLC in Delaware and Maryland. Michael has previously worked at PRUCO SECURITIES, LLC., M&T SECURITIES, INC., CUNA BROKERAGE SERVICES, INC., NFP ADVISOR SERVICES, LLC, COMMONWEALTH FINANCIAL NETWORK, LINCOLN FINANCIAL ADVISORS CORPORATION, LINCOLN FINANCIAL DISTRIBUTORS, INC., CAPITAL BROKERAGE CORPORATION, HARTFORD EQUITY SALES COMPANY INC., CARILLON INVESTMENTS, INC., 1717 CAPITAL MANAGEMENT COMPANY, and NYLIFE SECURITIES INC. Michael's experience includes working with individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
DE
09/25/2020 - Present
Transamerica Retirement Advisors, LLC (Selbyville DE)
MD
03/20/2019 - 09/23/2020
PRUCO SECURITIES, LLC. (Hunt Valley MD)
MD
10/19/2017 - 03/15/2019
M&T SECURITIES, INC. (BALTIMORE MD)
MD
01/14/2016 - 10/02/2017
CUNA BROKERAGE SERVICES, INC. (Hunt Valley MD)
PA
11/07/2013 - 12/31/2015
NFP ADVISOR SERVICES, LLC (KING OF PRUSSIA PA)
MA
05/21/2007 - 12/02/2008
COMMONWEALTH FINANCIAL NETWORK (ANDOVER MA)
MA
10/03/2006 - 05/23/2007
LINCOLN FINANCIAL ADVISORS CORPORATION (LEOMINSTER MA)
PA
04/20/2004 - 06/30/2006
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
VA
07/01/2002 - 04/09/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
03/30/2000 - 06/27/2002
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
OH
07/15/1999 - 03/14/2000
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
DE
08/18/1995 - 11/12/1997
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
12/09/1988 - 07/26/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 01/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/24/1989
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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