Unclaimed
Michael Louis Richardt is a financial professional with over 16 years of experience in the industry. Michael is currently registered with Pruco Securities, LLC and has been in their employ since January 2024. Prior to that, Michael was with Allstate Financial Services, LLC for 1.5 years and before that, with Park Avenue Securities LLC for 2 months. Michael is also a registered representative with the State of Indiana and holds the Series 7, Series 63, and Series 65 licenses. Michael is an active member of the financial services industry and has demonstrated a commitment to providing clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
IN
03/06/2024 - Present
Pruco Securities, LLC (Fishers IN)
IN
05/16/2018 - 11/04/2019
ALLSTATE FINANCIAL SERVICES, LLC (NOBLESVILLE IN)
IN
03/20/2018 - 05/09/2018
PARK AVENUE SECURITIES LLC (INDIANAPOLIS IN)
IN
01/22/2013 - 07/25/2013
EDWARD JONES (INDIANAPOLIS IN)
IN
11/15/2007 - 10/30/2012
PLANNED INVESTMENT CO., INC. (INDIANAPOLIS IN)
IN
01/10/2007 - 08/02/2007
NATCITY INVESTMENTS, INC. (FISHERS IN)
IN
02/16/2006 - 07/05/2006
NEW ENGLAND SECURITIES (INDIANAPOLIS IN)
TX
01/07/2006 - 02/21/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 04/11/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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