Unclaimed
Michael Louis Liotti is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Evercore Group LLC. Previously, Michael has held positions with INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC, ABEL/NOSER CORP., HARBORVIEW, LLC, LYNCH, JONES & RYAN, INC. and PRUDENTIAL SECURITIES INCORPORATED. Michael is licensed to provide securities advice in 37 states. Michael holds Series 7, Series 25, Series 55, SIE and Series 57TO securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/22/2015 - Present
Evercore Group LLC (NEW YORK NY)
NY
06/25/2001 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
03/28/2000 - 03/27/2001
ABEL/NOSER CORP. (NEW YORK NY)
NY
02/15/2000 - 03/28/2000
HARBORVIEW, LLC (NEW YORK NY)
NY
02/12/1999 - 03/06/2000
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
NY
10/08/1996 - 01/25/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 01/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/10/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 09/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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