Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Grgich is a financial professional with over 40 years of experience in the industry. Michael is currently registered with Tradition Securities And Derivatives LLC in New York, NY. Michael is a highly experienced financial advisor with a strong track record of success. Michael has worked at several prominent firms throughout his career, including TFS Derivatives Corporation, Tradition Asiel Securities Inc., GFI Securities LLC, GGET, LLC., Garban Corporates LLC, Gerard Klauer Mattison & Co., Inc., Furman Selz Incorporated, and Dean Witter Reynolds Inc. Michael holds several licenses and certifications, including Series 7, Series 55, Series 57TO, and SIE. Michael has a deep understanding of the financial markets and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/08/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/06/2011 - 04/22/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
05/07/2007 - 07/14/2011
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
08/21/2006 - 06/13/2007
GFI SECURITIES LLC (NEW YORK NY)
CT
12/21/2001 - 05/25/2006
GGET, LLC. (GREENWICH CT)
NY
10/18/2000 - 08/08/2002
GARBAN CORPORATES LLC (NEW YORK NY)
NY
12/02/1992 - 10/02/2000
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
NY
07/18/1984 - 11/18/1992
FURMAN SELZ INCORPORATED (NEW YORK NY)
NA
01/19/1983 - 05/16/1984
DEAN WITTER REYNOLDS INC.
BC
Issued 03/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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