Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Louis Fink is a financial advisor in the Minneapolis, MN area. Michael has been in the financial industry for over 20 years and is currently registered with Wells Fargo Clearing Services, LLC. Michael specializes in providing investment consulting services to institutional clients. He has also worked for other firms in the past including Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., Marquette Financial Group, Inc., New England Securities, and Financial Network Investment Corporation. Michael has a wide range of experience in the financial industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
07/30/2019 - Present
Wells Fargo Clearing Services, LLC (ROCHESTER MN)
MN
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ROCHESTER MN)
MN
12/15/2000 - 12/31/2003
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
02/20/2002 - 07/30/2002
MARQUETTE FINANCIAL GROUP, INC. (MINNEAPOLIS MN)
MN
07/06/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
10/27/1998 - 07/14/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
03/19/1998 - 10/28/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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