Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Louis Dolle has been in the financial services industry since 1993 and is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Winter Park, Florida. Michael Louis Dolle has a long history of experience with several other firms including Wells Fargo Advisors, LLC, Morgan Stanley DW Inc., SunTrust Equitable Securities, SunTrust Capital Markets, Inc., MARICOPA SECURITIES CORPORATION, M.G. TIVON SECURITIES, INC., and Smith Barney, Harris Upham & Co., Incorporated. Michael Louis Dolle holds a wide range of licenses and certifications, including Series 3, 4, 7, 9, 10, 24, 27, 30, 52, 53, 63, 99, and SIE. Michael Louis Dolle is also registered in a variety of states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/10/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINTER PARK FL)
FL
02/03/2004 - 05/01/2013
WELLS FARGO ADVISORS, LLC (ORLANDO FL)
NY
05/06/1998 - 01/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
01/02/1998 - 03/11/1998
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
GA
03/08/1995 - 01/02/1998
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NA
06/08/1994 - 02/07/1995
MARICOPA SECURITIES CORPORATION
NA
12/22/1993 - 02/10/1994
M.G. TIVON SECURITIES, INC.
NY
01/15/1991 - 12/31/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/23/1994
Series 30 - NFA Branch Manager Examination
BC
Issued 09/23/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/20/1994
Series 4 - Registered Options Principal Examination
BC
Issued 04/08/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/28/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2000
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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