Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Louis Darby is a financial advisor with LPL Financial LLC. Michael has been in the industry since May 22, 1986. Michael has a Series 63 and a Series 66 license. Michael also has Series 7, Series 8, Series 9 and Series 10 licenses. Michael has held previous registrations with WELLS FARGO CLEARING SERVICES, LLC and INVESTMENT PROFESSIONALS, INC. Michael is registered in Alabama, Arkansas, Georgia, Massachusetts, Minnesota, Mississippi, and Texas. Michael also has a registration with FINRA and is an active member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MS
01/30/2020 - Present
LPL Financial LLC (HATTIESBURG MS)
MS
07/26/2017 - 07/08/2019
WELLS FARGO CLEARING SERVICES, LLC (HATTIESBURG MS)
MS
10/29/2008 - 07/26/2017
INVESTMENT PROFESSIONALS, INC. (HATTIESBURG MS)
MS
01/01/2008 - 11/05/2008
WACHOVIA SECURITIES, LLC (HATTIESBURG MS)
MS
05/23/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HATTIESBURG MS)
BOTH
Issued 01/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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