Unclaimed
Michael Coben is a financial advisor with The Leaders Group, Inc., based in Littleton, CO. He is registered with FINRA and holds Series 6, 7, 24, 26, 63, and SIE licenses. Michael has over 30 years of experience in the financial industry. He previously worked at Emerson Equity LLC, Coventry Securities, LLC, and Jackson National Life Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/26/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
10/10/2017 - 12/31/2018
EMERSON EQUITY LLC (SAN MATEO CA)
PA
02/23/2010 - 01/11/2016
COVENTRY SECURITIES, LLC (FORT WASHINGTON PA)
CO
07/09/2004 - 12/31/2009
THE LEADERS GROUP, INC. (LITTLETON CO)
TN
01/24/2002 - 11/06/2002
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
08/05/1996 - 11/06/2002
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MA
02/11/1985 - 12/11/1998
MANEQUITY, INC. (BOSTON MA)
BC
Issued 12/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/29/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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