Unclaimed
Michael Bustios is a financial professional with over 14 years of experience in the industry. Michael has worked with a variety of firms including J.P. Morgan Securities Inc., HSBC Securities (USA) Inc., Santander Investment Securities Inc., and currently is with Citigroup Global Markets Inc. Michael is a registered representative and investment advisor in all 50 states and holds the Series 63, Series 7, Series 79, and SIE exams. Michael has experience in a variety of financial services, including investment banking, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/30/2024 - Present
Citigroup Global Markets Inc. (HOUSTON TX)
NY
02/06/2023 - 09/14/2023
SANTANDER US CAPITAL MARKETS LLC (NEW YORK NY)
NY
01/25/2022 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
TX
03/31/2015 - 10/18/2021
HSBC SECURITIES (USA) INC. (Houston TX)
TX
05/27/2009 - 10/25/2013
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
10/01/2008 - 02/04/2009
J.P.MORGAN SECURITIES INC. (HOUSTON TX)
TX
06/26/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
TX
07/01/2004 - 08/21/2006
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
IL
06/24/2004 - 07/01/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 06/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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