Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Carter is a financial advisor with Truist Securities, Inc. with over 27 years of experience in the financial services industry. Michael has experience working for firms like RBC Capital Markets, LLC, Barclays Capital Inc. and Lehman Brothers Inc. Michael is registered in 52 states and the District of Columbia. Michael holds the Series 7, 24, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
07/12/2021 - Present
Truist Securities, Inc. (ATLANTA GA)
NY
03/19/2013 - 06/24/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/22/2008 - 12/20/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/31/1994 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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