Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lombard is a financial advisor with over 24 years of experience in the industry. He is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC in Massachusetts. Michael has passed numerous industry exams including the Series 7, Series 24, Series 4, Series 55, Series 57TO, Series 99TO and Series 63. He previously worked at Barry Murphy & Company, Inc. in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/02/2022 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
MA
10/21/1997 - 03/28/2002
BARRY MURPHY & COMPANY, INC. (BOSTON MA)
BC
Issued 06/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1999
Series 4 - Registered Options Principal Examination
BC
Issued 03/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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