Unclaimed
Michael Lloyd Petersen is a registered representative with Allspring Funds Distributor, LLC, a broker-dealer registered with the Securities and Exchange Commission (SEC) and FINRA. Michael has been in the securities industry since May 5, 2021. Michael is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Michael holds the Series 7TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
05/06/2021 - Present
Allspring Funds Distributor, LLC (SAN FRANCISCO CA)
BC
Issued 09/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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